|Covered Call Equity Income|
|Brompton Global Dividend Growth ETF||BDIV||$0.10/mo.||Nov 15, 2018||$19.81||$0.10||$19.91|
|Brompton North American Financials Dividend ETF||BFIN||$0.08333/mo.||Nov 15, 2018||$19.45||$0.08||$19.53|
|European Dividend Growth Fund||EDGF.UN||$0.0416/mo.||Nov 15, 2018||$8.86||$0.62||$9.48|
|Global Healthcare Income & Growth ETF||HIG||$0.05/mo.||Nov 15, 2018||$8.99||$1.86||$10.85|
|Tech Leaders Income ETF||TLF||$0.054/mo.||Nov 15, 2018||$11.72||$4.83||$16.55|
|Blue Ribbon Income Fund||RBN.UN||$0.05/mo.||Nov 15, 2018||$8.29||$18.68||$26.97|
|Canadian High Income Equity Fund||CIQ.UN||$0.05/mo.||Nov 15, 2018||$7.75||$6.58||$14.33|
|Taylor North American Equity Opportunities Fund||TOF.UN||$0.052/mo.||Nov 15, 2018||$9.67||$3.84||$13.51|
|Split Share Class A Share Investments|
|Brompton Lifeco Split Corp.||LCS||$0.075/mo.||Nov 15, 2018||$3.98||$5.73||$9.71|
|Brompton Oil Split Corp.||OSP||$0.10/mo.||Nov 15, 2018||$1.97||$3.22||$5.19|
|Brompton Split Banc Corp.||SBC||$0.10/mo.||Nov 15, 2018||$12.48||$15.15||$27.63|
|Dividend Growth Split Corp.||DGS||$0.10/mo.||Nov 15, 2018||$4.38||$12.49||$16.87|
|Global Dividend Growth Split Corp.||GDV||$0.10/mo.||Nov 15, 2018||$10.38||$0.45||$10.83|
|Life & Banc Split Corp.||LBS||$0.10/mo.||Nov 15, 2018||$7.51||$13.45||$20.96|
|Brompton Lifeco Split Corp.||LCS.PR.A||$0.14375 /qtr.||Nov 15, 2018||$10.02||$6.28||$16.30|
|Brompton Oil Split Corp.||OSP.PR.A||$0.12500/qtr.||Nov 15, 2018||$10.06||$1.80||$11.86|
|Brompton Split Banc Corp.||SBC.PR.A||$0.125 /qtr.||Nov 15, 2018||$10.06||$6.36||$16.42|
|Dividend Growth Split Corp.||DGS.PR.A||$0.13125/qtr.||Nov 15, 2018||$10.11||$5.64||$15.75|
|Global Dividend Growth Split Corp.||GDV.PR.A||$0.125/qtr.||Nov 15, 2018||$10.06||$0.14||$10.20|
|Life & Banc Split Corp.||LBS.PR.A||$0.11875 /qtr.||Nov 15, 2018||$10.06||$6.04||$16.10|
|Floating Rate Income|
|Symphony Floating Rate Senior Loan Fund||Class A||SSF.UN||$0.05/mo.||Nov 15, 2018||$8.83||$4.57||$13.40|
|Class U - US$||$0.05000/mo.||Nov 15, 2018||$8.52||$4.57||$13.09|
|Class C||$0.05625/mo.||Nov 15, 2018||$9.14||$1.22||$10.36|
|Class F||$0.05625/mo.||Nov 15, 2018||$9.57||$1.22||$10.79|
|Brompton Flaherty & Crumrine Investment Grade Preferred ETF||BPRF||$0.10417/mo.||Nov 15, 2018||$25.05||$0.10||$25.15|
|Flaherty & Crumrine Investment Grade Preferred Income Fund||FFI.UN||$0.07/mo.||Nov 09, 2018||$11.72||$16.23||$27.95|
(1) Distributions since fund inception.
(2) Preferred Share valuation reflects the Redemption Price of the Preferred Share as of the NAV date.
You will usually pay brokerage fees to your dealer if you purchase or sell units of the investment fund on the Toronto Stock Exchange or alternative Canadian trading platforms (an “exchange”). If the units are purchased or sold on an exchange, investors may pay more than the current net asset value when buying units of the investment fund and may receive less than the current net asset value when selling them.
There are ongoing fees and expenses associated with owning units of an investment fund. An investment fund must prepare disclosure documents that contain key information about the fund. You can find more detailed information about the fund in the public filings available at www.sedar.com. The indicated rates of return are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account certain fees such as redemption costs or income taxes payable by any securityholder that would have reduced returns. Investment funds are not guaranteed, their values change frequently and past performance may not be repeated.
This communication is for information purposes only and does not constitute an offer to sell or a solicitation to buy the securities referred to herein. The opinions contained in this report are solely those of Goldman Sachs Asset Management L.P. (“GSAM”) and are subject to change without notice. GSAM makes every effort to ensure that the information has been derived from sources believed to reliable and accurate. However, GSAM assumes no responsibility for any losses or damages, whether direct or indirect which arise from the use of this information. GSAM is under no obligation to update the information contained herein. The communication should not be regarded as a substitute for the exercise of your own judgment. Please read the fund’s offering documents before investing.
Certain statements contained in this document constitute forward-looking information within the meaning of Canadian securities laws. Forward-looking information may relate to matters disclosed in this document and to other matters identified in public filings relating to the Fund, to the future outlook of the Fund and anticipated events or results and may include statements regarding the future financial performance of the Fund. In some cases, forward-looking information can be identified by terms such as “may”, “will”, “should”, “expect”, “plan”, “anticipate”, “believe”, “intend”, “estimate”, “predict”, “potential”, “continue” or other similar expressions concerning matters that are not historical facts. Actual results may vary from such forward-looking information. Investors should not place undue reliance on forward-looking statements. These forward-looking statements are made as of the date December 15, 2015 and we assume no obligation to update or revise them to reflect new events or circumstances.
Fund holdings and allocations shown are unaudited, and may not be representative of current or future investments, should not be construed and research or investment advice, and are subject to risk.
Any reference to a specific company or security does not constitute a recommendation to buy, sell, hold or directly invest in the company or its securities. It should not be assumed that investment decisions made in the future will be profitable or will equal the performance of the securities discussed in this document.
Portfolio holdings may change by the time you view this. Portfolio holdings may not be representative of future investments. The securities discussed may not represent all of the portfolio's holdings and may not be deemed representative of the strategy’s future portfolio holdings. Future portfolio holdings may not be profitable.
The portfolio risk management process includes an effort to monitor and manage risk, but does not imply low risk.
No part of this material may, without Brompton and GSAM’s prior written consent, be (i) copied, photocopied or duplicated in any form, by any means, or (ii) distributed to any person that is not an authorized recipient. This material is intended for Investment Advisor use only.
I confirm that I have read, understood, and accept the above disclosures.